Legal Expertise for Investment Companies in Puerto Rico
Our Investment Companies practice offers comprehensive legal services to both open-end and closed-end investment companies in Puerto Rico, as well as their investment advisers. We specialize in assisting clients with the incorporation, licensing, and compliance with federal and Puerto Rico regulatory requirements, ensuring they are fully equipped to navigate the complexities of the financial landscape.
Initial Public Offerings (IPOs) and Debt Offerings
Our team has experience in handling the initial public offerings (IPOs) of investment company common shares, as well as offerings of secured debt securities and other capital raising strategies. We provide guidance on the full lifecycle of these transactions—from structuring and drafting documents to compliance with regulatory requirements, including the Securities and Exchange Commission (SEC) and local securities regulations.
Regulatory Compliance and Strategic Counsel
We regularly assist investment companies in addressing a wide range of regulatory matters under both federal and Puerto Rico law. Whether it’s securities regulation, investment restrictions, fiduciary obligations, or reporting requirements, our attorneys are adept at ensuring compliance and mitigating risks.